For over 30 years, Gina Cook has worked alongside financial advisors, handling complex client transactions and overseeing compliance as well as back-office operations. Formerly with a Fortune 500 financial firm, Gina oversaw regional operations for facilities, workflow design, accounting, licensing, administration, as well as a team of 70+ financial professionals.
As Chief Compliance Officer, Gina ensures HHM Wealth fulfills all requirements of the SEC’s compliance program including prudent investment and business practices designed to protect client assets. She prepares for and manages annual audits and leads our firm’s integration with SEC personnel for all efforts, both routine and unplanned, that test and affirm HHM Wealth’s compliance.
Gina leads our technology advancements and systems integration, ensuring our firm adopts and implements the best available technology to drive client outcomes and advisor efficiency. She also ensures continuity in the client/firm relationship, and truly enjoys building relationships with clients. A client’s best interest is always her focus. Her understanding and expertise on how money moves between financial institutions makes her an incredible asset to the HHM Wealth team.
Originally from Mobile, AL, Gina and her husband enjoy visiting with family and traveling to D.C. to see their daughter and two grandchildren. Gina has a bachelor’s degree in business administration with a concentration in management.
“Without Gina’s expertise, I would struggle to dot all the I’s and cross all the T’s that our clients and industry expect of a firm that manages $1.2 billion of assets. Her insights and discriminating perspective of fiduciary obligations is a tremendous asset to our clients and to our firm.” – Travis Hutchinson, Managing Partner, HHM Wealth.
